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To help the government fight the
funding of terrorism and money laundering activities, USA Patriot Act Section 326,
effective 1 Oct. 2003, requires us to obtain, verify and record information identifying
those opening accounts. We may ask for your name, address, tax ID number, date of
incorporation, and documents such as articles of incorporation, to identify you.
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In compliance with NASD Rule 3510
and NYSE Rule 446, Credit Agricole Securities (USA) Inc. ("CAS-USA") has
created a business continuity plan which outlines the firm's disaster recovery preparedness
and its planned response in the event of any severe business disruption. A summary
of this plan may be viewed by clicking here
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